Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal William Johnson is a financial advisor with over 25 years of experience in the industry. Hal is registered with Stifel, Nicolaus & Company, Inc. in Nashville, TN. Hal specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Hal is a Certified Financial Planner and holds Series 6, 7, 63, and 66 securities licenses. Hal is also registered as an investment advisor in multiple states. Hal previously worked at AMSOUTH INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION, and AMERISTAR CAPITAL MARKETS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/02/2020 - Present
Stifel, Nicolaus & Company, Inc. (NASHVILLE TN)
TN
02/14/2000 - 08/09/2006
AMSOUTH INVESTMENT SERVICES, INC. (NASHVILLE TN)
WI
02/01/1997 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
06/01/1995 - 02/01/1997
AMERISTAR CAPITAL MARKETS, INC.
BOTH
Issued 05/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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