Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal William Brown is a financial advisor with over 30 years of experience in the financial services industry. Hal currently holds registrations as a Registered Representative with Alliance Global Partners in New Jersey and New York. Previously, Hal was a Registered Representative with Maxim Financial Advisors LLC, where he was registered in both New Jersey and New York. Hal also holds a Series 65 license for Investment Advisor Representatives as well as a Series 24 General Securities Principal license. Hal is a Series 7 and SIE licensed professional. Hal's specializations include portfolio management, financial planning, and selection of other advisors. Hal specializes in working with high-net-worth individuals, corporations, and charitable organizations. Hal's firm, Alliance Global Partners, is a leading investment bank and broker-dealer that provides a wide range of financial services, including investment banking, brokerage, trading, and research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
01/24/2025 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
01/21/2015 - 08/12/2016
WUNDERLICH SECURITIES, INC. (New York NY)
NY
01/09/2006 - 01/28/2015
DOMINICK & DOMINICK LLC (NEW YORK NY)
NY
03/07/2003 - 02/01/2006
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
NY
03/09/2002 - 03/28/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/17/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MO
08/05/2000 - 09/15/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
08/15/1996 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
01/11/1994 - 07/24/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
09/05/1991 - 12/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/16/1990 - 09/10/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
08/19/1988 - 07/19/1990
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
04/19/1988 - 06/08/1988
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
IA
Issued 11/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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