Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal Smolanoff is a financial professional with over 20 years of experience in the financial services industry. Hal has a strong background in securities trading and portfolio management and has held positions at several prominent financial institutions. Hal has a Series 7, Series 24, Series 55, and Series 63 license. Hal is currently registered with PFS Investments Inc. as an Investment Advisor Representative (IAR) in New Jersey and a Registered Representative (RR) in 14 states. Hal is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/16/2021 - Present
PFS Investments Inc. (CRANFORD NJ)
CA
03/31/2014 - 10/03/2014
PENSERRA SECURITIES, LLC (ORINDA CA)
NY
05/17/2013 - 04/02/2014
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
05/05/2012 - 04/16/2013
STATE STREET GLOBAL MARKETS, LLC (NEW YORK NY)
NY
05/03/2002 - 05/21/2012
PULSE TRADING, INC. (NEW YORK NY)
NY
09/21/2000 - 11/26/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
IA
Issued 2/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/5/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/3/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 9/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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