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Hal Sargent Eaton

Vanguard Marketing Corp.

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About Hal Sargent Eaton

Hal Sargent Eaton is a financial advisor who has been in the industry since 1992. Hal is currently registered with Vanguard Marketing Corp. Hal is licensed in 53 states and the District of Columbia. Hal has passed the Series 6, Series 63, and SIE exams. Hal Eaton is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Hal Eaton is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hal Eaton’s Registration & Firm History

PA

09/23/1992 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 09/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hal Sargent Eaton.
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