Unclaimed
Hal S. Smolanoff is a registered representative with PFS Investments Inc., a firm that provides investment advisory services. Hal is currently licensed in 14 states and has been in the industry since 2001. Hal has a wide range of experience in the financial services industry, having worked for several firms including Penserra Securities, LLC, Axiom Capital Management, Inc., State Street Global Markets, LLC, Pulse Trading, Inc., and Hold Brothers On-Line Investment Services Inc. Hal is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/16/2021 - Present
PFS Investments Inc. (CRANFORD NJ)
CA
03/31/2014 - 10/03/2014
PENSERRA SECURITIES, LLC (ORINDA CA)
NY
05/17/2013 - 04/02/2014
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
05/05/2012 - 04/16/2013
STATE STREET GLOBAL MARKETS, LLC (NEW YORK NY)
NY
05/03/2002 - 05/21/2012
PULSE TRADING, INC. (NEW YORK NY)
NY
09/21/2000 - 11/26/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
IA
Issued 02/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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