Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal Paul Newman is a financial advisor who is actively registered in Massachusetts for both Broker-Dealer and Investment Advisor roles. Hal has been working in the financial industry since February 1995 and currently works for Truist Advisory Services, Inc. Prior to Truist Advisory Services, Inc., Hal was affiliated with BB&T Securities, LLC, UBS Financial Services Inc., Quick & Reilly, Inc., CITICORP INVESTMENT SERVICES, THE DREYFUS SERVICE CORPORATION, FIRST ALLIED SECURITIES, INC., JOSEPH CHARLES & ASSOC., INC., and DICKINSON & CO.. Hal specializes in providing portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/22/2021 - Present
Truist Advisory Services, Inc. (BOSTON MA)
MD
12/09/2019 - 02/17/2021
BB&T SECURITIES, LLC (HUNT VALLEY MD)
RI
01/12/2001 - 02/01/2016
UBS FINANCIAL SERVICES INC. (PROVIDENCE RI)
NY
09/18/2000 - 08/10/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/21/1998 - 09/15/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/04/1997 - 05/05/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
03/28/1996 - 01/27/1997
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
07/18/1995 - 04/18/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
12/21/1994 - 07/18/1995
DICKINSON & CO. (DES MOINES IA)
IA
Issued 12/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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