Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal Jerome Brown is a registered representative with BOK Financial Securities, Inc. and is based in Tulsa, Oklahoma. Hal has been in the securities industry since February 1997 and is currently registered in 40 states. Hal has passed multiple FINRA exams, including Series 7, 52, 24, 53, 63, 65 and SIE. Hal has experience working with individuals, corporations and charitable organizations, and provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
10/11/2016 - Present
BOK Financial Securities, Inc. (Oklahoma City OK)
IL
04/01/1999 - 07/17/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
10/01/1997 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
TX
02/26/1997 - 10/23/1997
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
Issued 10/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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