Unclaimed
Hal Edgar Lorton is a financial advisor who has been working in the industry since February 26, 1992. Lorton is currently registered with Fidelity Brokerage Services LLC. Lorton has a wide range of experience and holds licenses including Series 7, Series 63, Series 9, Series 10, and Series 8. Lorton is registered with the state securities regulators in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Lorton has worked with Fidelity Brokerage Services LLC for many years, and has experience with a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/12/2007 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
KY
10/03/1991 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NY
03/06/1991 - 06/11/1991
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
CO
04/24/1990 - 07/26/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 06/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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