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Hal Edgar Lorton

Fidelity Brokerage Services LLC

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About Hal Edgar Lorton

Hal Edgar Lorton is a financial advisor who has been working in the industry since February 26, 1992. Lorton is currently registered with Fidelity Brokerage Services LLC. Lorton has a wide range of experience and holds licenses including Series 7, Series 63, Series 9, Series 10, and Series 8. Lorton is registered with the state securities regulators in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Lorton has worked with Fidelity Brokerage Services LLC for many years, and has experience with a variety of financial products and services.

Firm Information

Hal Lorton is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hal Lorton’s Registration & Firm History

RI

11/12/2007 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

KY

10/03/1991 - 12/07/2006

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

NY

03/06/1991 - 06/11/1991

ROBERT TODD FINANCIAL CORP. (NEW YORK NY)

CO

04/24/1990 - 07/26/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 06/01/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/10/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Hal Edgar Lorton. Review regulatory record here.
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