Unclaimed
Hal Douglas Haeker is a financial advisor in Alma, Nebraska. Hal has been in the financial services industry since August 9, 1987. Hal works for Nylife Securities LLC, a firm registered with FINRA and the Securities and Exchange Commission (SEC). Hal holds the Series 6, Series 22, and Series 63 licenses as well as the SIE certification. Hal is registered to sell securities in Colorado, Kansas, and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
08/10/1987 - Present
Nylife Securities LLC (ALMA NE)
BC
Issued 08/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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