Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal David Guy is a financial advisor at Private Advisor Group, LLC. Hal has been in the financial services industry since 1988. Hal is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT. Hal's experience includes working at Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, American General Financial Advisors, Inc., The Variable Annuity Marketing Company, New England Securities, and Equity Services, Inc. Hal is registered to provide investment advice in Connecticut and Texas. Hal is a Registered Representative and Investment Advisor Representative. Hal is licensed to sell securities in 26 states. Hal's current office locations are in Morristown, NJ, and Glastonbury, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/31/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
CT
06/11/2001 - 07/24/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (WINDSOR CT)
IN
06/11/2001 - 03/29/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
12/03/1998 - 07/20/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/11/1995 - 07/20/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
08/18/1992 - 12/31/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
VT
03/16/1988 - 06/03/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
BOTH
Issued 08/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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