Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal Sussman is a financial advisor with Raymond James Financial Services Advisors, Inc. Hal has over 30 years of experience in the financial services industry, and is registered with the state of California as well as Texas. Hal has a strong background in securities and investments, and is committed to providing personalized financial advice to individuals and families. Hal's previous experience includes positions at UBS Financial Services Inc. , Citigroup Global Markets Inc. , Morgan Stanley DW Inc. , Prudential Securities Incorporated , Lehman Brothers Inc. , and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hal has a Series 7, Series 63, and Series 65 license. Hal also holds the SIE designation. Hal's firm, Raymond James Financial Services Advisors, Inc., is a full-service financial services firm that offers a wide range of products and services, including investment management, financial planning, and retirement planning. Hal is committed to helping clients achieve their financial goals, and is dedicated to providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
07/16/2024 - Present
Raymond James Financial Services Advisors, Inc. (ENCINO CA)
CA
12/02/2010 - 12/12/2014
RAYMOND JAMES & ASSOCIATES, INC. (LOS ANGELES CA)
CA
02/11/2009 - 12/09/2010
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
05/06/2003 - 03/02/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
01/13/1994 - 05/08/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/11/1991 - 04/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/26/1989 - 01/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/04/1986 - 05/16/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/21/1985 - 12/24/1985
B.O.C.L. SECURITIES CORP.
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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