Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hal? Claim Your ProfileHal C Wiser is a financial advisor who has been in the industry since 1999. Hal is currently registered with J.p. Morgan Securities LLC and has been with them since 2008. Prior to that, Hal worked at J.P. MORGAN SECURITIES INC. in Chicago, IL. Hal holds Series 3, 7, and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/01/2008 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
IL
05/11/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
06/25/2003 - 05/04/2005
CALYON FINANCIAL INC. (CHICAGO IL)
CT
09/12/2000 - 03/03/2003
ABN AMRO INCORPORATED (STAMFORD CT)
IL
03/24/1999 - 08/21/2000
SDI CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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