Unclaimed
Hal Bradley Butler is a financial professional with over 38 years of experience in the industry. Hal is currently registered with Cetera Investment Advisers LLC and holds Series 63, 65, 7, and SIE licenses. Previously, Hal has worked for firms such as WELLS FARGO CLEARING SERVICES, LLC, MORGAN KEEGAN & COMPANY, INC., and EDWARD D. JONES & CO., L.P. Hal's experience includes providing financial advice to individuals, businesses, and charitable organizations. Hal's firm, Cetera Investment Advisers LLC, has approximately $104.5 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/21/2024 - Present
Cetera Investment Advisers LLC (ROME GA)
GA
09/19/2008 - 12/02/2021
WELLS FARGO CLEARING SERVICES, LLC (ROME GA)
GA
02/13/2007 - 09/22/2008
MORGAN KEEGAN & COMPANY, INC. (ROME GA)
GA
04/09/1998 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (SUMMERVILLE GA)
NA
02/17/1994 - 09/25/1997
NATIONSSECURITIES
AZ
11/19/1989 - 01/12/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/23/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/24/1988 - 01/09/1989
LINSCO FINANCIAL GROUP, INC.
NA
10/20/1982 - 01/27/1988
EDWARD D. JONES & CO., L.P.
IA
Issued 3/6/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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