Unclaimed
Hajime Sakiyama is an investment advisor representative with U.S. Bancorp Advisors, LLC. Hajime is registered with FINRA and has been in the financial services industry since 1998. Hajime is a registered investment advisor in Arizona, Arkansas, California, Florida, Hawaii, Idaho, Illinois, Michigan, Missouri, Nevada, New Jersey, New York, Ohio, Rhode Island, Texas, Virginia, and Washington. Hajime has a Series 7, Series 31, Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
07/20/2012 - Present
U.s. Bancorp Advisors, LLC (IRVINE CA)
CA
08/02/2011 - 07/12/2012
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
CA
01/31/2011 - 08/02/2011
WELLS FARGO ADVISORS, LLC (TORRANCE CA)
CA
02/13/2006 - 02/01/2011
BANCWEST INVESTMENT SERVICES, INC. (LOS ANGELES CA)
NY
07/30/2002 - 02/09/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
01/18/2002 - 03/05/2002
INVESTSCAPE INC. (WEST BLOOMFIELD MI)
CA
09/24/1998 - 05/30/2001
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
NY
09/08/1998 - 10/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
05/15/1998 - 09/15/1998
WALDRON & CO., INC. (IRVINE CA)
CA
05/15/1998 - 07/23/1998
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 08/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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