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Hajime James Sakiyama

U.s. Bancorp Advisors, LLC

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About Hajime James Sakiyama

Hajime Sakiyama is an investment advisor representative with U.S. Bancorp Advisors, LLC. Hajime is registered with FINRA and has been in the financial services industry since 1998. Hajime is a registered investment advisor in Arizona, Arkansas, California, Florida, Hawaii, Idaho, Illinois, Michigan, Missouri, Nevada, New Jersey, New York, Ohio, Rhode Island, Texas, Virginia, and Washington. Hajime has a Series 7, Series 31, Series 63 and Series 65 license.

Firm Information

Hajime Sakiyama is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hajime Sakiyama’s Registration & Firm History

CA

07/20/2012 - Present

U.s. Bancorp Advisors, LLC (IRVINE CA)

CA

08/02/2011 - 07/12/2012

CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)

CA

01/31/2011 - 08/02/2011

WELLS FARGO ADVISORS, LLC (TORRANCE CA)

CA

02/13/2006 - 02/01/2011

BANCWEST INVESTMENT SERVICES, INC. (LOS ANGELES CA)

NY

07/30/2002 - 02/09/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

MI

01/18/2002 - 03/05/2002

INVESTSCAPE INC. (WEST BLOOMFIELD MI)

CA

09/24/1998 - 05/30/2001

TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)

NY

09/08/1998 - 10/09/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

CA

05/15/1998 - 09/15/1998

WALDRON & CO., INC. (IRVINE CA)

CA

05/15/1998 - 07/23/1998

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 08/01/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 05/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Hajime James Sakiyama. Review regulatory record here.
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