Unclaimed
Hailey Waller is an Investment Advisor Representative at Nuveen Asset Management, LLC. Hailey has been in the financial industry since 2022. Hailey is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, and has the Series 66, 7 and 79 licenses. Hailey is also registered with the state of Illinois. Hailey specializes in providing investment advice to individuals, corporations, investment companies, and pooled investment vehicles. Hailey's previous experience includes working at Morgan Stanley & Co. LLC, Bloomberg, USC Marshall School of Business, and UNC-Chapel Hill.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
04/08/2024 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NY
08/12/2022 - 09/20/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BOTH
Issued 04/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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