Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hai? Claim Your ProfileHai Minh Ngo is a financial advisor at Eagle Strategies LLC, an investment firm with over 6,000 clients and $20 billion in assets under management. Hai Minh has more than 15 years of experience in the financial services industry, with previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Investment Services, Inc., and First Investors Corporation. Hai Minh specializes in providing financial planning, portfolio management, and pension consulting services to high-net-worth individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/19/2021 - Present
Eagle Strategies LLC (SAN FRANCISCO CA)
CA
10/23/2009 - 03/09/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
02/09/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALO ALTO CA)
NJ
10/11/2005 - 11/22/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 9/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/7/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/30/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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