Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hai? Claim Your ProfileHai Ngo is a registered investment advisor representative with Eagle Strategies LLC. Hai has been in the financial services industry since 2005. Prior to joining Eagle Strategies LLC, Hai worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America Investment Services, Inc. Hai holds the following licenses: Series 4, Series 6, Series 7, Series 24, Series 52, Series 53, and Series 63, and the SIE. Hai specializes in financial planning, portfolio management for individuals, portfolio management for businesses, and investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/19/2021 - Present
Eagle Strategies LLC (SAN FRANCISCO CA)
CA
10/23/2009 - 03/09/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
02/09/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALO ALTO CA)
NJ
10/11/2005 - 11/22/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 09/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/30/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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