Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hae jung? Claim Your ProfileHae jung Kim is a financial professional with over 20 years of experience in the industry. Hae jung Kim is currently registered with Cambridge Investment Research Advisors, Inc. and has previously worked at several firms, including Woodbury Financial Services, Inc., LPL Financial Corporation, Signator Investors, Inc., World Group Securities, Inc., and WMA Securities, Inc. Hae jung Kim holds the Series 6, Series 63, Series 65, and SIE licenses, and has a broad range of experience working with high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Hae jung Kim is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
12/12/2017 - Present
Cambridge Investment Research Advisors, Inc. (WALNUT CREEK CA)
CA
12/17/2008 - 10/30/2009
WOODBURY FINANCIAL SERVICES, INC. (SARATOGA CA)
CA
02/13/2008 - 11/03/2008
LPL FINANCIAL CORPORATION (CUPERTINO CA)
CA
08/03/2004 - 02/15/2008
SIGNATOR INVESTORS, INC. (FREMONT CA)
GA
04/12/2002 - 06/15/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
11/01/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 07/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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