Unclaimed
Haden Dudley is a financial advisor with Janney Montgomery Scott LLC, a firm with over $1 billion in assets under management. Haden has been in the industry since 1979 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Haden has expertise in financial planning, portfolio management, and pension consulting. Haden is a CERTIFIED FINANCIAL PLANNER™ professional and provides financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
09/28/2023 - Present
Janney Montgomery Scott LLC (Roanoke VA)
VA
06/15/2002 - 10/05/2023
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
NC
07/07/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
05/24/1979 - 07/13/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 06/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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