Unclaimed
Hac Pham is a financial advisor in the Columbus, OH area. Hac is registered with J.P. Morgan Securities LLC and has been in the industry since 2000. Hac has a wide range of experience working with clients, including individuals, families, and businesses. Hac specializes in providing financial planning, portfolio management, and pension consulting services. Hac has a broad range of experience including working with insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/12/2021 - Present
J.p. Morgan Securities LLC (Columbus OH)
CA
10/05/2010 - 03/21/2014
SECURITIES AMERICA, INC. (GOLD RIVER CA)
CA
05/02/2009 - 05/29/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
12/05/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NE
08/22/2000 - 12/05/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MA
10/06/1999 - 04/24/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 05/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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