Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ha? Claim Your ProfileHa Thi thu Do is an investment advisor representative at Cetera Investment Advisers LLC. Ha has been in the financial industry since 2019. Ha is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 63, and 66 licenses. Ha is also a member of the Financial Industry Regulatory Authority (FINRA). Prior to joining Cetera Investment Advisers, Ha worked at Securian Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Ha provides financial planning, portfolio management, and other investment advisory services to individual and business clients. Ha is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
08/10/2023 - Present
Cetera Investment Advisers LLC (DULUTH GA)
GA
04/23/2021 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Duluth GA)
GA
02/04/2019 - 04/19/2021
WELLS FARGO CLEARING SERVICES, LLC (NORCROSS GA)
BOTH
Issued 6/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 2/4/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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