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H. Therese Gillis

FHN Financial Securities Corp.

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About H. Therese Gillis

H. Therese Gillis is a registered representative with FHN Financial Securities Corp. Therese has over 28 years of experience in the securities industry. Therese holds the Series 63 and Series 7 licenses. Therese has been registered with FINRA since 1996. Therese's previous employment includes Coastal Securities, Inc., Salomon Smith Barney, Inc., and Westcap Securities, Inc.

Firm Information

H. Gillis is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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H. Gillis’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

09/20/2000 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

NY

12/10/1999 - 09/22/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

TX

07/01/1996 - 11/30/1999

COASTAL SECURITIES L.P. (HOUSTON TX)

NA

10/25/1994 - 07/01/1996

GOVERNMENT SECURITIES CORPORATION

NA

02/26/1988 - 04/05/1988

MORTGAGE GOVERNMENT SECURITIES, INC.

TX

02/23/1988 - 04/05/1988

M.G.S.I. SECURITIES, INC. (HOUSTON TX)

NA

01/23/1985 - 03/11/1986

WESTCAP SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for H. Therese Gillis.
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