Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you H? Claim Your ProfileH. Michael Okby is a financial advisor with over 40 years of experience in the industry. H. Michael Okby is currently registered with Morgan Stanley in New York and Texas. H. Michael Okby is a well-respected financial advisor and has a strong track record of success. H. Michael Okby has previously worked with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc and Prudential-Bache Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/13/2015 - Present
Morgan Stanley (SARATOGA SPRINGS NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SARATOGA SPRINGS NY)
NY
05/18/1990 - 04/02/2007
MORGAN STANLEY DW INC. (SARATOGA SPRINGS NY)
NY
05/14/1988 - 06/13/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/30/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/25/1983 - 08/14/1984
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 11/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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