Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you H? Claim Your ProfileH. Michael Cohen is a registered representative with Triad Securities Corp. H. Michael Cohen is a registered representative in California and New York. H. Michael Cohen has been in the securities industry since April 18, 1996. H. Michael Cohen has held previous positions at Deutsche Bank Securities Inc., SG Cowen Securities Corporation, Cowen & Co., and UBS Securities LLC. H. Michael Cohen's registration with Triad Securities Corp. began on June 7, 2018. H. Michael Cohen holds Series 7, Series 24, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2018 - Present
Triad Securities Corp. (NEW YORK NY)
CA
01/05/2001 - 05/08/2018
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NY
07/01/1998 - 11/23/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/06/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
02/07/1995 - 05/08/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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