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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you H james? Claim Your ProfileH james Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in MYRTLE BEACH, SC. H james has been in the industry since 1989 and has a broad range of experience. H james is registered with the state of South Carolina, as well as several other states, including Texas, Florida, and California. H james Johnson specializes in providing investment advice to individuals, businesses, and institutions. H james holds the Series 6, 7, 63, and 65 licenses. H james Johnson is committed to providing his clients with the highest quality of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/06/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MYRTLE BEACH SC)
NJ
01/09/1989 - 02/22/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 01/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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