Unclaimed
H. Brandon Hughes is a financial advisor with Commonwealth Financial Network. H. Brandon Hughes has been in the financial services industry since December 2011 and has been registered with Commonwealth Financial Network since April 2017. Prior to joining Commonwealth Financial Network, H. Brandon Hughes was employed by Ameriprise Financial Services, Inc.. H. Brandon Hughes is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 66, Series 7 and SIE securities licenses. H. Brandon Hughes is licensed to conduct business in California, Connecticut, Florida, Georgia, Michigan, Nevada, New York, North Carolina, South Carolina, Texas and Virginia. H. Brandon Hughes is also registered as an investment advisor in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/28/2017 - Present
Commonwealth Financial Network (Cary NC)
NC
02/10/2012 - 05/04/2017
AMERIPRISE FINANCIAL SERVICES, INC. (CARY NC)
NC
08/29/2011 - 10/21/2011
AMERIPRISE FINANCIAL SERVICES, INC. (GREENVILLE NC)
BOTH
Issued 06/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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