Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwendolyn? Claim Your ProfileGwendolyn Slater is a financial professional with over 24 years of experience in the financial services industry. Gwendolyn has been registered with the state of Florida since 2011. Gwendolyn currently works at Osaic Advisory Services, LLC in their Atlanta, GA office. Gwendolyn specializes in providing financial planning and portfolio management services to individuals, businesses, high net worth individuals, corporations, charitable organizations and pension and profit-sharing plans. Gwendolyn previously worked at Securities America, Inc. in Daytona Beach Shores, FL from 2014 to 2024. Gwendolyn has experience working at other firms including Dalton Strategic Investment Services Inc, Questar Capital Corporation, USAllianz Securities, Inc, Prime Capital Services, Inc, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Gwendolyn holds the Series 6, Series 7, Series 66, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
FL
06/04/2014 - 06/14/2024
SECURITIES AMERICA, INC. (DAYTONA BEACH SHORES FL)
FL
08/10/2012 - 06/05/2014
DALTON STRATEGIC INVESTMENT SERVICES INC. (PORT ORANGE FL)
FL
12/01/2006 - 08/06/2012
QUESTAR CAPITAL CORPORATION (PORT ORANGE FL)
FL
11/02/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (PORT ORANGE FL)
NY
10/07/2002 - 10/24/2005
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
05/28/1999 - 09/24/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/28/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
TX
02/16/1999 - 05/20/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 12/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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