Unclaimed
Gwendolyn Flees is a financial advisor with over 18 years of experience in the industry. Gwendolyn has been registered with Wells Fargo Clearing Services, LLC since 2010. Before joining Wells Fargo, Gwendolyn worked for A. G. EDWARDS & SONS, INC. and FINANCIAL WEST GROUP. Gwendolyn is licensed in several states and holds the Series 7, 63, and 65 licenses, as well as the SIE exam. Gwendolyn specializes in providing financial planning and investment management services to individuals and businesses. Gwendolyn is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/21/2010 - Present
Wells Fargo Clearing Services, LLC (TRAVERSE CITY MI)
MI
11/11/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TRAVERSE CITY MI)
NV
03/15/2002 - 11/03/2003
FINANCIAL WEST GROUP (RENO NV)
IA
Issued 12/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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