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Gwendolyn Judith Rothrock

PNC Investments

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About Gwendolyn Judith Rothrock

Gwendolyn Rothrock is a registered investment advisor representative with PNC Investments. Gwendolyn is licensed in 14 states and has been working in the industry since 2001. Gwendolyn has a wide range of experience in the financial services industry and has a strong commitment to providing her clients with personalized investment advice. Gwendolyn is dedicated to helping her clients achieve their financial goals.

Firm Information

Gwendolyn Rothrock is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gwendolyn Rothrock’s Registration & Firm History

MD

09/17/2007 - Present

PNC Investments (CHESAPEAKE BEACH MD)

MD

12/10/2004 - 09/17/2007

MERCANTILE BROKERAGE SERVICES, INC. (CHARLOTTE HALL MD)

MD

07/09/2001 - 12/10/2004

MERCANTILE SECURITIES, INC. (BALTIMORE MD)

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Licenses & Designations

IA

Issued 03/20/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gwendolyn Judith Rothrock. Review regulatory record here.
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