Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwendolyn? Claim Your ProfileGwendolyn Jean Woodhouse is a financial professional with over 20 years of experience in the securities industry. Gwendolyn currently holds a Series 7, Series 24, and Series 63 license. Gwendolyn has worked for Pershing LLC since December 2018 and has also held positions at Cowen Execution Services LLC, NYFIX Securities Corporation, NYFIX Transaction Services, Inc., and Investec Ernst & Company. Gwendolyn has a broad range of experience in the securities industry, including experience in municipal securities, operations, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/24/2018 - Present
Pershing LLC (NEW YORK NY)
NY
12/22/2009 - 07/26/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NJ
10/01/2007 - 12/15/2009
NYFIX SECURITIES CORPORATION (HAZLET NJ)
NY
07/03/2002 - 10/02/2007
NYFIX TRANSACTION SERVICES, INC. (NEW YORK NY)
NY
05/02/2001 - 11/02/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
BC
Issued 09/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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