Unclaimed
Gwendolyn Hackett is a financial professional with over 28 years of experience in the industry. Gwendolyn currently works for J.P. Morgan Securities LLC, having previously worked for J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC., ESSEX NATIONAL SECURITIES, INC., and NATIONSSECURITIES. Gwendolyn holds a Series 7, Series 63, and Series 65 license. Gwendolyn's specializations include investments for individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MO
02/10/2023 - Present
J.p. Morgan Securities LLC (Clayton MO)
MO
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CLAYTON MO)
MO
04/11/2006 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CLAYTON MO)
IL
02/01/1999 - 01/18/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/15/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
10/27/1994 - 03/14/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
02/01/1994 - 08/22/1994
NATIONSSECURITIES
IA
Issued 02/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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