Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwendolyn? Claim Your ProfileGwendolyn Belle is a financial advisor with over 19 years of experience in the financial services industry. Gwen currently works at Wealthpenn.comllc, a firm with over $10 billion to $50 billion in assets under management. Prior to joining Wealthpenn.comllc, Gwen worked at several other firms, including Wells Fargo Clearing Services, LLC, First Clearing, LLC, Wachovia Securities, LLC, Capital Brokerage Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
07/21/2022 - Present
Morgan Stanley (Richmond VA)
MO
11/11/2016 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
05/11/2007 - 04/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
VA
02/11/2004 - 04/30/2007
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MA
03/24/2003 - 01/20/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/24/2003 - 01/20/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 7/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/3/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 1/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/1/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/9/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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