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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwendolyn? Claim Your ProfileGwendolyn Belle is a financial advisor with Morgan Stanley, located in Richmond, Virginia. Gwendolyn has been working in the financial services industry since April 2003, and has experience working with a number of financial institutions. She has a wide range of experience in financial planning and investment management. Gwendolyn holds Series 6, 7, 10, 24, 27, 63 and 65 licenses, and has earned a number of certifications in the financial services industry. Gwendolyn is dedicated to helping clients achieve their financial goals, and is committed to providing the highest level of service to each and every client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
07/21/2022 - Present
Morgan Stanley (Richmond VA)
MO
11/11/2016 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
05/11/2007 - 04/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
VA
02/11/2004 - 04/30/2007
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MA
03/24/2003 - 01/20/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/24/2003 - 01/20/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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