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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwen? Claim Your ProfileGwen Berkenpas is a financial advisor with Cetera Investment Advisers LLC. Gwen has been in the financial services industry since 2000. Gwen has a Series 66, Series 31, and Series 7 licenses. Gwen has experience working with individuals, businesses, corporations, charities, and pension and profit-sharing plans. Gwen provides financial planning, portfolio management, and pension consulting services to clients. Gwen Berkenpas is registered with FINRA and the state of Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
09/12/2016 - Present
Cetera Investment Advisers LLC (LE MARS IA)
IA
02/18/2011 - 09/01/2016
ROBERT W. BAIRD & CO. INCORPORATED (SIOUX CITY IA)
IA
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (SIOUX CITY IA)
IA
09/22/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
IA
07/05/2002 - 09/06/2007
WELLS FARGO INVESTMENTS, LLC (SIOUX CITY IA)
AZ
06/04/2001 - 07/02/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
05/12/2000 - 05/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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