Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwen? Claim Your ProfileGwen Carol Smith is a financial advisor with over 40 years of experience in the financial services industry. Gwen is currently registered with Ameriprise Financial Services, LLC, and has offices in Boca Raton, Florida and Boynton Beach, Florida. Gwen has previously worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and First Manhattan Co. She has a wide range of experience in the industry, including financial planning, portfolio management, and asset allocation services. Gwen is also a licensed insurance agent and has a strong understanding of insurance products. Gwen is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/01/2018 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 05/04/2012
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
12/19/1980 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NA
04/23/1980 - 10/19/1980
FIRST MANHATTAN CO
BC
Issued 01/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gwen Smith is the right advisor for you? Invested Better is here to help.
