Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gwen? Claim Your ProfileGwen Dadoly is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC in Hyannis, Massachusetts. Gwen has been in the financial services industry since March 1997. Gwen holds FINRA Series 3, 7, 63, and 66 licenses as well as the SIE exam. Prior to joining Tiaa-Cref, Gwen worked at Wells Fargo Advisors, LLC, LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Quick & Reilly, Inc., Citicorp Investment Services, Compass Securities Corporation, Kidder, Peabody & Co. Incorporated, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
08/22/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HYANNIS MA)
MA
10/28/2014 - 03/30/2016
WELLS FARGO ADVISORS, LLC (HYANNIS MA)
MA
08/30/2012 - 08/28/2014
LPL FINANCIAL LLC (HYANNIS MA)
MA
10/23/2009 - 06/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARMOUTH PORT MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (YARMOUTH PORT MA)
NY
11/07/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/01/2001 - 09/18/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/16/1993 - 12/31/1994
COMPASS SECURITIES CORPORATION
NA
10/27/1989 - 08/27/1991
KIDDER, PEABODY & CO. INCORPORATED
NA
11/25/1987 - 02/07/1989
BEAR, STEARNS & CO. INC.
BOTH
Issued 03/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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