Unclaimed
Gwen Magalso is a financial professional with over seven years of experience in the industry. Gwen is currently registered with Alliance-ONE Investments, LLC in Tulsa, Oklahoma, where Gwen is a licensed securities representative. Previously, Gwen was registered with Riversource Distributors, Inc. in Minneapolis, Minnesota and Ameriprise Financial Services, Inc. in Minneapolis, Minnesota. Gwen holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
04/28/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
MN
01/04/2016 - 01/23/2023
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/22/2015 - 01/20/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
BC
Issued 07/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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