Unclaimed
Guy Woodgate is a registered representative with UBS Securities LLC. Guy has been in the industry since May 07, 2024 and has passed the Operations Professional Examination and the Securities Industry Essentials Examination. The UBS Securities LLC branch office Guy is registered with is located in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/08/2024 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 05/08/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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