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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy William Richardson has been in the financial services industry since August 14, 1981. Guy William Richardson currently works for Stifel, Nicolaus & Company, Inc. Guy William Richardson is a registered representative in Ohio and Texas. Guy William Richardson has been active in the financial services industry for over 40 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (MIAMISBURG OH)
OH
03/07/1997 - 11/19/2009
ROBERT W. BAIRD & CO. INCORPORATED (DAYTON OH)
MO
01/27/1995 - 03/11/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/17/1990 - 02/08/1995
COWEN & CO. (NEW YORK NY)
NJ
04/11/1989 - 07/18/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/07/1984 - 04/27/1989
SHEARSON LEHMAN HUTTON INC.
NA
01/04/1984 - 11/23/1984
BLUNT ELLIS & LOEWI INCORPORATED
NA
04/14/1982 - 01/06/1984
PRESCOTT, BALL & TURBEN, INC.
NA
07/04/1981 - 03/15/1982
IDS LIFE INSURANCE COMPANY
NA
07/04/1981 - 03/15/1982
IDS MARKETING CORPORATION
NA
07/04/1981 - 03/15/1982
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 01/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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