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Guy William Mouton

BMO Capital Markets Corp.

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About Guy William Mouton

Guy William Mouton is a financial professional with over 17 years of experience in the industry. Guy is currently registered with BMO Capital Markets Corp., where Guy is a registered representative. Prior to joining BMO Capital Markets Corp., Guy was previously with BMO CAPITAL MARKETS GKST INC. and BMO Capital Markets Corp. Guy is licensed to conduct securities business in 52 states and is also registered with FINRA. Guy's experience spans a range of financial services, including investment banking, securities trading, and research. Guy holds Series 7, 79, and SIE licenses as well as a Series 63 license. Guy's specialties include providing securities trading ideas and research and portfolio management for pooled investment vehicles.

Firm Information

Guy Mouton is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Guy Mouton’s Registration & Firm History

IL

05/17/2010 - Present

BMO Capital Markets Corp. (CHICAGO IL)

MN

09/15/2010 - 12/31/2010

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

TX

08/18/2004 - 05/14/2008

BMO CAPITAL MARKETS CORP. (DALLAS TX)

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Licenses & Designations

BC

Issued 09/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Guy William Mouton.
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