Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy W Wages Jr. is an active financial advisor with UBS Financial Services Inc. Guy has been in the financial services industry since July 19, 1983. Guy is registered with the state of Tennessee and Texas. Guy has been with UBS Financial Services Inc. since January 2009 and previously was with Morgan Stanley & Co. Incorporated. Guy W Wages Jr. specializes in providing financial planning, portfolio management, and educational seminars to high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
01/13/2009 - Present
UBS Financial Services Inc. (KNOXVILLE TN)
TN
04/02/2007 - 01/16/2009
MORGAN STANLEY & CO. INCORPORATED (KNOXVILLE TN)
TN
07/20/1983 - 04/02/2007
MORGAN STANLEY DW INC. (KNOXVILLE TN)
IA
Issued 05/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Guy Wages jr. is the right advisor for you? Invested Better is here to help.
