Unclaimed
Guy Sobierajski has been in the financial services industry for over 25 years, joining LPL Financial LLC in 2014. Guy has held various roles within the financial services industry, including at Buckman, Buckman & Reid, Inc., Rushmore Capital, Inc., Domestic Securities, Inc., Hudson Securities, Inc., Financial Consultant Group, LLC, Conseco Securities, Inc., Wien Securities Corp., Madison Capital Markets Corp., Hym Financial, Inc., First Institutional Securities Corp., Broadway Financial Investment Services Corp., and Gibraltar Securities Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/24/2015 - Present
LPL Financial LLC (FORT MILL SC)
SC
12/09/2014 - 08/20/2015
LPL FINANCIAL LLC (FORT MILL SC)
NJ
08/16/2011 - 12/05/2012
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
NJ
08/19/2008 - 06/30/2011
RUSHMORE CAPITAL, INC. (EDISON NJ)
NJ
11/05/2007 - 06/30/2011
DOMESTIC SECURITIES, INC. (EDISON NJ)
NJ
06/16/2003 - 10/25/2007
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NJ
03/30/2000 - 10/29/2002
FINANCIAL CONSULTANT GROUP, LLC (CHATHAM NJ)
IN
05/12/1998 - 03/17/2000
CONSECO SECURITIES, INC. (CARMEL IN)
NJ
12/05/1997 - 03/25/1998
WIEN SECURITIES CORP. (JERSEY CITY NJ)
NY
03/04/1997 - 08/01/1997
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
NJ
10/05/1993 - 08/23/1995
HYM FINANCIAL, INC. (CLIFTON NJ)
NJ
05/14/1990 - 09/29/1993
FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)
NA
05/29/1990 - 03/25/1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
NJ
01/23/1990 - 05/21/1990
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
BC
Issued 03/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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