Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Schoepfer is a financial advisor with Wells Fargo Clearing Services, LLC, with a focus on providing investment advice to individuals and businesses. Guy has been in the financial services industry since 1987 and has a strong track record of success. Guy specializes in various areas including retirement planning, college savings, and investment management. Guy is committed to providing personalized service and developing long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/24/2020 - Present
Wells Fargo Clearing Services, LLC (DANBURY CT)
NJ
05/04/2001 - 10/01/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/01/1991 - 05/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
01/22/1988 - 09/30/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
11/11/1987 - 01/26/1988
MOSELEY SECURITIES CORPORATION
NA
07/21/1987 - 11/19/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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