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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Seldon Swain is a financial advisor with Commonwealth Financial Network. Guy Seldon Swain is a Certified Financial Planner and Chartered Financial Consultant. Guy Seldon Swain has been in the industry since March 13, 1986. Guy Seldon Swain provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Guy Seldon Swain also offers educational seminars and publications. Commonwealth Financial Network is an independent firm that provides financial advice to individuals, families, and businesses. Commonwealth Financial Network offers a variety of services, including financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/31/2001 - Present
Commonwealth Financial Network (RALEIGH NC)
NA
03/14/1986 - 03/02/1995
FIDELITY EQUITY SERVICES CORPORATION
IA
Issued 05/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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