Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Ortmann is a financial professional with over 30 years of experience in the industry. Guy currently works at R. F. Lafferty & CO., Inc., which is based in New York, NY. Guy specializes in financial planning and portfolio management for individuals. Prior to working at R. F. Lafferty & CO., Inc., Guy was employed by Scaradale Equities LLC, HFP Capital Markets LLC, ARJENT SERVICES LLC, ARJENT LTD., Capital Growth Financial, LLC, Oppenheimer & Co. Inc., Prime Charter Ltd., Cowen & Co., Drexel Burnham Lambert Incorporated, L. F. Rothschild & Co. Incorporated and Hamilton, Grant & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2020 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
08/02/2012 - 09/02/2020
SCARSDALE EQUITIES LLC (NEW YORK NY)
NY
02/25/2009 - 08/01/2012
HFP CAPITAL MARKETS LLC (NEW YORK NY)
CT
06/19/2007 - 02/17/2009
ARJENT SERVICES LLC (GREENWICH CT)
NY
05/18/2007 - 06/12/2007
ARJENT LTD. (NEW YORK NY)
NY
01/20/2004 - 05/16/2007
CAPITAL GROWTH FINANCIAL, LLC (NEW YORK NY)
NY
01/02/2002 - 01/30/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/27/1990 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NY
05/02/1989 - 10/05/1990
COWEN & CO. (NEW YORK NY)
NA
02/08/1988 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/29/1988 - 02/18/1988
OPPENHEIMER & CO., INC.
NA
09/04/1987 - 02/18/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
08/18/1987 - 08/31/1987
HAMILTON, GRANT & COMPANY, INC.
BC
Issued 09/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/26/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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