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Guy Philip Haselmann

Metlife Investments Securities, LLC

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About Guy Philip Haselmann

Guy Philip Haselmann is a financial professional with over 18 years of experience in the securities industry. Guy is currently registered with Metlife Investments Securities, LLC and holds licenses for Series 3, 7, 24 and 63 exams. Guy has a strong track record of success in the financial services industry. Prior to his current role, Guy has held positions at various firms, including Triad Securities Corp, Astor Ridge N.A. LLP, Opendoor Securities LLC, Scotia Capital (USA) Inc., Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Guy Haselmann is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guy Haselmann’s Registration & Firm History

NJ

05/27/2022 - Present

Metlife Investments Securities, LLC (Whippany NJ)

NY

09/10/2020 - 08/12/2021

TRIAD SECURITIES CORP (NEW YORK NY)

NJ

03/12/2019 - 09/03/2020

ASTOR RIDGE N.A. LLP (RUMSON NJ)

NJ

07/31/2017 - 01/03/2019

OPENDOOR SECURITIES LLC (Jersey City NJ)

NY

07/12/2011 - 05/16/2016

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

07/30/2004 - 06/27/2007

BARCLAYS CAPITAL INC. (NEW YORK NY)

NA

06/21/1988 - 09/19/1994

LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 03/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2011

Series 3 - National Commodity Futures Examination

BC

Issued 07/11/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Guy Philip Haselmann.
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