Unclaimed
Guy Philip Haselmann is a financial professional with over 18 years of experience in the securities industry. Guy is currently registered with Metlife Investments Securities, LLC and holds licenses for Series 3, 7, 24 and 63 exams. Guy has a strong track record of success in the financial services industry. Prior to his current role, Guy has held positions at various firms, including Triad Securities Corp, Astor Ridge N.A. LLP, Opendoor Securities LLC, Scotia Capital (USA) Inc., Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/27/2022 - Present
Metlife Investments Securities, LLC (Whippany NJ)
NY
09/10/2020 - 08/12/2021
TRIAD SECURITIES CORP (NEW YORK NY)
NJ
03/12/2019 - 09/03/2020
ASTOR RIDGE N.A. LLP (RUMSON NJ)
NJ
07/31/2017 - 01/03/2019
OPENDOOR SECURITIES LLC (Jersey City NJ)
NY
07/12/2011 - 05/16/2016
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
07/30/2004 - 06/27/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
NA
06/21/1988 - 09/19/1994
LEHMAN BROTHERS INC.
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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