Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Pettigrew is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the financial services industry. Guy has a wide range of experience in providing financial advice to individuals, families, and businesses. Guy holds the Series 6, 7 and 63 licenses and the SIE exam certification. Guy has also previously worked for several other firms including Santander Securities LLC, Prudential Investment Management Services LLC, J.P. Morgan Institutional Investments Inc., and The Dreyfus Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/06/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
09/16/2015 - 11/03/2015
SANTANDER SECURITIES LLC (MIDDLETOWN NJ)
NJ
12/22/2014 - 04/29/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
02/11/2010 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
09/13/2006 - 12/08/2009
RESRV PARTNERS, INC. (NEW YORK NY)
NJ
03/06/2006 - 09/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
01/01/2005 - 08/15/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
06/15/2001 - 06/03/2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MA
07/06/1999 - 06/15/2001
J.P. MORGAN FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
10/03/1997 - 04/20/1999
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
06/25/1996 - 12/22/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 06/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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