Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Seaton is a registered representative with DWS Distributors, Inc. in Jacksonville, FL. Guy has been in the securities industry since 2012. Guy is licensed in both Florida and New York. Guy has held previous positions at DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/18/2018 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
FL
11/18/2014 - 05/23/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
10/02/2013 - 01/17/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
04/18/2012 - 08/26/2013
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Guy Seaton is the right advisor for you? Invested Better is here to help.
