Unclaimed
Guy Murray is a financial advisor who has been in the industry since 1996. Guy is currently registered with PFS Investments Inc. Guy has experience with PFS Investments Inc., Northwestern Mutual Investment Services, LLC, Raymond James & Associates, Inc., Quattro M Securities Inc., Barclays Capital Inc., Lehman Brothers Inc., Lehman Government Securities Inc., and Lehman Special Securities Inc.. Guy is licensed in both California and Florida. Guy holds Series 63, Series 66, Series 6TO, SIE, and Series 7 licenses. Guy specializes in financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
05/02/2024 - Present
PFS Investments Inc. (TEQUESTA FL)
FL
10/06/2023 - 01/22/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PALM BCH GDNS FL)
FL
05/02/2019 - 05/30/2023
PFS INVESTMENTS INC. (TEQUESTA FL)
FL
12/09/2015 - 11/30/2016
RAYMOND JAMES & ASSOCIATES, INC. (STUART FL)
NY
01/28/2013 - 11/11/2013
QUATTRO M SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 02/11/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/14/1989 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/17/1992 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
09/14/1993 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 10/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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