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Guy Michael Penn

Core Planning

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About Guy Michael Penn

Guy Penn is an investment advisor representative currently registered with Core Planning in OFALLON, MO. Guy has been in the industry for over 15 years and holds licenses in California, Illinois, and Missouri. Guy is also a licensed Series 6 and Series 65. Before joining Core Planning, Guy worked at MML INVESTORS SERVICES, INC. in CHESTERFIELD, MO and BANC OF AMERICA INVESTMENT SERVICES, INC. in CHESTERFIELD, MO. Guy has a background in financial planning and portfolio management for individuals and businesses. Guy specializes in providing investment advice to high-net-worth individuals and individuals other than high-net-worth. Guy has a total of 756 accounts with regulatory assets under management of $62,250,274.

Firm Information

Guy Penn is currently registered with Core Planning. Core Planning is an investment advisor with a focus on financial planning and portfolio management for individuals and high-net-worth individuals. They manage over $62 million in assets for 756 clients. The firm has 4 licensed agents and 32 investment advisor representatives.

$62.25M

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Guy Penn’s Registration & Firm History

MO

09/02/2010 - Present

Core Planning (OFALLON MO)

MO

08/13/2008 - 06/10/2010

MML INVESTORS SERVICES, INC. (CHESTERFIELD MO)

MO

01/31/2007 - 03/20/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHESTERFIELD MO)

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Licenses & Designations

IA

Issued 07/15/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Guy Michael Penn.
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