Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Michael Barudin is a financial professional with over 30 years of experience in the industry. Guy is a Series 7, 24, 63, 79 and SIE licensed representative registered with Chardan Capital Markets LLC, where Guy has been employed since March 2019. Prior to this, Guy was also registered with Dillon, Read & Co. Inc., PaineWebber Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/18/2019 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NA
07/14/1989 - 04/07/1992
DILLON, READ & CO. INC.
NA
10/15/1988 - 07/14/1989
PAINEWEBBER INCORPORATED
NA
11/03/1987 - 08/20/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 07/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Guy Barudin is the right advisor for you? Invested Better is here to help.
