Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guy? Claim Your ProfileGuy Loftin is a financial advisor with LPL Financial LLC, a firm that has more than $50 billion in assets under management. Guy has been a financial advisor since 1982, and he holds Series 6, 7, 52, 63, and 66 licenses. Guy is currently registered in Alabama, Arkansas, Florida, Indiana, Louisiana, Mississippi, Tennessee, Texas, and West Virginia. Guy is also registered as an Investment Advisor Representative (IAR) in Tennessee and Texas. Guy has worked for several firms during his career including Morgan Stanley DW Inc., UBS Financial Services Inc., Duncan-Williams, Inc., PaineWebber Incorporated, and UMIC, Inc. Guy is a member of the Olive Branch Country Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/22/2021 - Present
LPL Financial LLC (MEMPHIS TN)
NJ
04/06/2001 - 01/18/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/25/1989 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
06/25/1984 - 08/28/1989
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
NA
10/27/1983 - 07/20/1984
PAINEWEBBER INCORPORATED
NA
07/12/1982 - 10/21/1983
UMIC, INC.
BOTH
Issued 03/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/06/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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